Policy & Procedures
We conduct a compliance interview with you, to assess strengths and weaknesses. We then draft all policies, procedures, job aids and forms needed for your business to be compliant with regulatory requirements and help protect your business from risk.
- Fraud Prevention and Cybersecurity
- Anti-Money Laundering / Anti-Terrorist Financing
Risk Based Assessment
We holistically review your business and conduct a comprehensive risk assessment, identifying areas where you can best focus your regulatory compliance and risk mitigation efforts.
Legally mandated AML Training
We will create and document a training plan for your business as required by FINTRAC. This includes providing annual training for all personnel, providing certificates of completion and retaining records of all attendees. Bespoke advanced Anti-Money Laundering training is available for key personnel.
Fraud Prevention Training & Updates
We specialize in providing education around fraud prevention, including cybersecurity best practices. We keep you informed with new information about new and common fraud trends affecting businesses.
We have a fraud expert hotline for situations when questions arise about the legitimacy of communications or transactions.
Filing Assistance
FINTRAC reports can be arduous but must be submitted quickly. Our experienced team can help alleviate this strain by completing these reports on your behalf and provide training on how to be efficient in your investigation process to help speed up reporting.
Investigations Assistance / Dial-an-expert
We are available to conduct or assist with investigations, and answer all your AML or fraud related questions as they arise.
- Anti-Money Laundering Investigations
- Fraud Investigations – including assisting with bank requests to recall funds