Compliance Consulting Services

Compliance Consulting services Canada

Regulatory expectations in Canada continue to expand, from FINTRAC oversight and anti-money laundering (AML) obligations to data privacy, cybersecurity governance, and third-party risk management. Compliance is no longer administrative. It is a governance issue with material operational and reputational impact.

Soteria Protection provides structured, risk-based compliance consulting services designed to strengthen internal controls, reduce regulatory exposure, and support defensible decision-making at the executive level.

When regulators ask questions, your answers should already be documented.

Our Approach

Soteria Protection has extensive experience combining regulatory insight with operational practicality. Our work is aligned with Canadian legislation, regulatory guidance, and enforcement trends, ensuring your compliance framework functions in practice, not just on paper.

Our advisory model is grounded in:

  • Risk-based program design
  • Clear documentation and defensible governance
  • Implementation support aligned with business operations
  • Regulatory readiness and remediation strategy

Compliance Consulting Services

Risk Assessments & Compliance Audits

Soteria Protection provides comprehensive evaluations of operational, financial, AML, and cybersecurity risk exposure.

We conduct enterprise-wide risk assessments, AML risk assessments mandated by FINTRAC, and compliance effectiveness reviews to identify control gaps. The result is prioritized remediation plans aligned with Canadian regulatory expectations.

Regulatory Compliance Advisory

Soteria Protection provides strategic guidance on interpreting and operationalizing Canadian regulatory requirements across industries. We support organizations in translating regulatory obligations into structured internal controls and governance frameworks that withstand examinations.

AML & FINTRAC Compliance Support

Specialized consulting for FINTRAC reporting entities and organizations subject to the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA).

Services include:

  • AML compliance program development and enhancement
  • FINTRAC compliance reviews and independent testing preparation
  • Policy and procedure modernization
  • Suspicious transaction reporting (STR) framework support
  • Regulatory response and remediation advisory

Soteria Protection focuses on practical implementation, ensuring AML compliance requirements are embedded into day-to-day operations.

Data Privacy & Protection Consulting

We offer advisory services related to Canadian privacy legislation, including PIPEDA, as well as international frameworks such as GDPR where applicable.

We assist with:

  • Privacy impact assessments
  • Data governance program design
  • Policy modernization
  • Breach notification readiness
  • Regulatory reporting support

Third-Party Risk Management

Soteria Protection provides structured oversight of third-party, vendor, and supply chain risk. Our approach includes risk assessments, contractual and control reviews, and ongoing compliance monitoring to ensure third-party relationships meet regulatory and operations. Effective third-party risk management reduces regulatory exposure and protects organizations from operational disruption and reputational harm.

Data Breach Readiness & Incident Response

Soteria Protection supports organizations in preparing for and responding to cybersecurity and data breach incidents. We develop incident response frameworks that address regulatory notification requirements, internal escalation, and external stakeholder communications.
Preparedness reduces enforcement risk and enables organizations to respond decisively when incidents occur.

Why Organizations Engage Soteria Protection

Regulator-Ready Documentation

Clear, defensible compliance frameworks designed to withstand audits and regulatory scrutiny.

Risk-Based, Tailored Programs

Compliance programs aligned to your organization’s risk profile, sector, and growth trajectory—not generic templates.

Deep Financial Crime & AML Expertise

Specialized knowledge of Canadian AML legislation, FINTRAC expectations, and financial crime risk management.

Executive-Level Advisory

Strategic guidance for boards, senior leadership, and compliance officers navigating regulatory risk with confidence.

Reach out for a complimentary consult.

Contact Us